I haven't heard of DNA, Akemi K. Tosto, but I'm commenting on your post so people in my network will see it. Maybe someone in my network will know about DNA. And I'm commenting to say great to meet you. :)
It’s important to proceed cautiously when raising equity financing with finders or executive producers to avoid violating securities laws. An EP who isn’t registered with the SEC shouldn’t go beyond providing contact information for potential Investors. You can check whether a person or firm is registered using FINRA BrokerCheck online: https://brokercheck.finra.org/
I haven't heard of DNA, Akemi K. Tosto, but I'm commenting on your post so people in my network will see it. Maybe someone in my network will know about DNA. And I'm commenting to say great to meet you. :)
2 people like this
It’s important to proceed cautiously when raising equity financing with finders or executive producers to avoid violating securities laws. An EP who isn’t registered with the SEC shouldn’t go beyond providing contact information for potential Investors. You can check whether a person or firm is registered using FINRA BrokerCheck online: https://brokercheck.finra.org/